Much of the comment on the Supreme Court of Appeal's judgment (see here) overturning Judge Chris Nicholson's ruling in the Jacob Zuma case has been on its political significance and the effect it may have on any future litigation involving Mr Zuma. Stripped of these aspects, the unanimous judgment is also significant from two constitutional aspects.
Firstly and perhaps somewhat ironically, in its fearless denunciation of the court a quo's short-comings, the judgment serves as a manifestation of the very independence it criticizes the court a quo of eroding - with particular regard to its failure to subject itself to the basic legal tenets:
- of confining its judgment to the issues before the court;
- of only deciding matters that are germane or relevant;
- of not creating new factual issues;of not making gratuitous findings against persons who were not called upon to defend themselves;
- of distinguishing between allegation, fact and suspicion and
- of respecting the proper boundaries between judicial, executive and legislative functions
Secondly, it provides an incisive analysis of section 179(5) of the Constitution and clarifies the constitutionally prescribed relationship between the National Prosecuting Authority (NPA) and specifically the National Director of Public Prosecutions (NDPP) and the Minister. Since the SCA was concerned that many of Judge Nicholson's misplaced interpretations would be considered authoritative, the Court also dealt with various common law rules. The judgment thus also offers a useful restatement of the common law governing the principle of "legitimate expectation", the requirements for "striking out" and when the interpretive tool of "reading in, reading out" is appropriate.
The essence of the case in the court a quo was a procedural challenge, by way of motion court proceedings, to the decisions by the former and acting NDPP respectively to indict Mr Zuma (the respondent) on 18 main counts of racketeering, corruption, money laundering, tax evasion and fraud. Respondent premised his challenge on the assumption that the decisions to prosecute were tantamount to a review of the earlier decision not to prosecute. As such, the NDPP was obliged in terms of section 179 (5) (d) to invite him to make representations before reviewing the earlier decision not to prosecute him. In the alternate, respondent argued that section 33 of the Constitution, gave rise to a "legitimate expectation" to be invited before any decision was taken to change the earlier decision.
Section 179(5) (d) allows the NDPP to "review a decision to prosecute or not to prosecute, after consulting the relevant Director of Public Prosecution (DPP), and after taking representations... from ... the accused ...". The question which thus fell to be determined is whether this provision only applied to reviews of decisions of DPPs and their prosecutors, or whether it included a reconsideration by the NDPP of one of his/her own decisions. In considering thus question, the Court first contextualized the section within the Constitution, noting that the section was to be found in the section dealing with the Administration of Justice and thus did not purport to deal with rights of the accused.
The court thereafter contextualized the sub-clause within the section, which it noted established a hierarchical prosecutorial structure comprising a political appointee at the apex (NDPP) and with non-politically appointed DPPs and prosecutors below. The DPPS are accountable to the NDPP, whilst the prosecutors are in turn accountable to the DPPs. Sub-sections 5(a ) - (c) prescribe the functions of the NDPP in his/her capacity as head, whilst sub-section 5(d) deals with the procedure that must be followed in reviewing prosecutorial decisions.